F500 Financial Svcs Remainder · Securities · Regulatory action
Intercontinental Exchange
Headline
Missed regulator action added: on May 22, 2024 the SEC announced that ICE agreed to pay a $10 million penalty to settle charges that it caused nine subsidiaries, including the New York Stock Exchange, to fail to timely…
Not independently verified. Verification status: Unverified - heuristic first draft. Publish state: draft unverified.
Missed regulator action added: on May 22, 2024 the SEC announced that ICE agreed to pay a $10 million penalty to settle charges that it caused nine subsidiaries, including the New York Stock Exchange, to fail to timely inform the SEC of an April 2021 cyber intrusion as required by Regulation SCI (a settlement, not an adjudicated finding). ICE owns exchanges and, more relevantly here, mortgage technology infrastructure including systems that process a large share of US mortgage originations - so a homebuyer's complete financial file passes through ICE systems under contracts between lenders and ICE. Same invisible-infrastructure structure as Fiserv. Consumer-data exposure through these systems is unverified rather than clean, and worth a follow-up given the homebuilder and mortgage rows elsewhere in this tracker.
- Severity
- Evidence tierUnassigned
- Claims confirmed
- Last verified2026-08-04
Primary source. None recorded — Unverified - heuristic first draft.
Terms
Arbitration
Not independently confirmed this pass — standard binding arbitration + class action waiver expected for any direct retail account, where one exists.
Data sharing
Not independently confirmed this pass with a specific named consumer data-privacy lawsuit or breach; most large investment banks/asset managers/insurance-brokers primarily serve institutional clients (corporations, other financial institutions, government-sponsored entities) rather than individual retail consumers directly, meaning direct consumer Terms of Service exposure is limited or nonexistent for most of this group. Fannie Mae and Freddie Mac specifically are GOVERNMENT-SPONSORED ENTERPRISES that purchase mortgages from lenders rather than dealing with homeowners directly — most consumers have no direct account relationship with either.
Fees and billing
Not itemized this pass.
Contacts
Privacy contact. Not recorded.
Legal notice. Not verified this pass. If publicly traded: SEC Form 10-K cover page gives the official corporate address; the Secretary of State business-entity search in the state of incorporation gives the registered agent, which must accept service. If private: the state registered agent is usually the only reliable route.
Mailing address. Not recorded.
Evidence
No claims have been itemized for this row yet.
No sources are on file for this row yet.
Source vault
Link status: Candidate - not yet fetched
| Document | Last fetch | |
|---|---|---|
| Privacy policy See Intercontinental Exchange's own published privacy policy | Not fetched yet | NOT CONFIRMED |
| Terms of service See Intercontinental Exchange's own published terms of service | Not fetched yet | NOT CONFIRMED |
| Website No URL recorded | Not fetched yet | — |
| Primary source No URL recorded Verification: Unverified - heuristic first draft | Not fetched yet | — |
Enforcement
No enforcement actions are linked to this row.
State statute
No HQ state on file, so no state statute applies by headquarters.