Coinbase
Before you can even START arbitration or file a small-claims case against Coinbase, you must FIRST complete a mandatory internal 'Formal Complaint Process'…
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Companies
Company records matching your filters, worst first. Rows marked unverified have not been checked against a primary source.
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Robinhood
The SEC found that Robinhood publicly downplayed how much it relied on selling your trades to market makers (payment for order flow)…
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Ally Invest
By DEFAULT, Ally will hand your name, address, and exactly which STOCKS YOU PERSONALLY OWN to any outside company that requests it under an SEC rule…
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Betterment
Betterment's terms include explicit language stating that BOTH the customer AND Betterment are giving up their CONSTITUTIONAL right to sue in court…
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Edward Jones
Because Edward Jones customers already sign a mandatory arbitration agreement at account opening, complaints against individual FINANCIAL ADVISORS…
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Fidelity Investments
Even Fidelity — the broker that markets itself as the customer-friendly, no-conflict choice by refusing payment-for-order-flow…
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Acorns
Under Acorns' website Terms of Use (which the investment-account agreements' FINRA clause supersedes for account holders), even if you WIN your arbitration…
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Charles Schwab (incl. legacy TD Ameritrade)
Schwab's own required arbitration disclosure admits, in writing, that 'a MINORITY OF ARBITRATORS MAY BE AFFILIATED WITH THE SECURITIES INDUSTRY'…
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Interactive Brokers
Nothing confirmed
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J.P. Morgan Self-Directed Investing
J.P. Morgan's own AFFILIATES get paid fees for servicing J.P. Morgan-BRANDED mutual funds — the same funds sitting inside YOUR self-directed account.
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LPL Financial
LPL doesn't employ most of its advisors — they're INDEPENDENT businesses operating under their own names while LPL just custodies the money behind the scenes.
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M1 Finance
M1 bundles investing, banking, AND lending into 'one' relationship — but that means when something goes wrong, which specific agreement actually governs your…
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Merrill Edge (Bank of America)
Merrill Edge's parent, Bank of America, added FORCED ARBITRATION and a class-action waiver to its Deposit Agreement in 2026…
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Morgan Stanley / E*TRADE
If you opened your account with E*TRADE, you're now technically a Morgan Stanley customer — Morgan Stanley acquired E*TRADE in 2020, and legacy E*TRADE…
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Public.com
Nothing confirmed
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Raymond James
Same structural pattern as Edward Jones (this same tab): mandatory pre-signed arbitration means advisor-misconduct complaints…
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SoFi Invest
ONE single Terms of Use covers SoFi's bank, lending arm, securities brokerage, wealth management, credit products, crypto arm, AND its life insurance agency…
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Stash
Stash markets itself to first-time, beginner investors — but charges a FLAT monthly fee regardless of balance, which independent reviewers calculate works out…
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TIAA
TIAA's account agreement gives it a LIEN over your account for any debt you owe it — and lets TIAA UNILATERALLY DECIDE WHICH OF YOUR SECURITIES TO SELL to…
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UBS
UBS's standard margin agreement lets it LOAN OUT the securities in your margin account — to itself, or to other parties — as a routine part of doing business.
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Vanguard
Vanguard markets itself as the low-cost, investor-owned choice — but its Admiral Shares mutual funds generally require a $3,000 MINIMUM initial investment for…
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Wealthfront
Wealthfront splits itself into TWO separate legal entities — 'Wealthfront Advisers' and 'Wealthfront Brokerage'…
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Webull
Webull is controlled by its PRC-citizen founder (79.2% of voting power) through a Cayman Islands holding company, and its dispute-resolution language is…
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moomoo
Like Webull (this same tab), moomoo is operated by a company with significant ties to the Chinese market (Futu Holdings)…
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tastytrade
Your tastytrade account's actual securities don't legally sit with tastytrade at all — they're held by a separate custodian, Apex Clearing…
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